The Securities and Exchange Commission today sanctioned a
Florida-based auditor for violating federal laws and regulations
requiring lead audit partners to periodically rotate off their
audit engagements with a publicly tra...
The Securities and Exchange Commission today announced insider
trading charges against a New Jersey man who generated nearly
$700,000 in illicit profits trading in the securities of two
pharmaceutical companies that were ab...
The Securities and Exchange Commission today announced that
former hedge fund manager Rajarengan “Rengan” Rajaratnam has agreed
to pay more than $840,000 and accept securities industry bars in
order to settle the agency’s i...