The Securities and Exchange Commission today announced a new
cooperation initiative out of its Enforcement Division to encourage
issuers and underwriters of municipal securities to self-report
certain violations of the fede...
The Securities and Exchange Commission today charged five
executives and finance professionals with facilitating a $150
million fraudulent bond offering by Dewey & LeBoeuf, the
international law firm where they worked. ...
The Securities and Exchange Commission today announced an
emergency enforcement action to stop a fraudulent pyramid scheme by
phony companies masquerading as a legitimate international
The SEC has obtaine...