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Six Federal Agencies Jointly Approve Final Risk Retention Rule

 JOINT RELEASE Board of Governors of the Federal Reserve System  Department of Housing and Urban Development  Federal Deposit Insurance Corporation  Federal Housing Finance Agency&n...

Office of Municipal Securities Director John Cross to Leave SEC

The Securities and Exchange Commission today announced that John J. Cross III, Director of the Office of Municipal Securities, will leave the agency in November. Since September 2012, Mr. Cross has served as the first Dir...

SEC Names Marc Wyatt as Deputy Director of National Exam Program

The Securities and Exchange Commission today announced that Marc Wyatt has been named Deputy Director of the agency's Office of Compliance Inspections and Examinations (OCIE). Mr. Wyatt joined the SEC in December 2012 as ...

Staff Letter (No-action request under Section 205(a)(1) of the Investment Advisers Act of 1940)

No-action request under Section 205(a)(1) of the Investment Advisers Act of 1940

Commission Proposes Two-Year Extension of Sunset Date for Advisers Act Rule 206(3)-3T

Commission Proposes Two-Year Extension of Sunset Date for Advisers Act Rule 206(3)-3T

Staff Letter (No-action relief under rule 206(4)-3 under the Investment Advisers Act of 1940)

No-action relief under section 206(4) of the Investment Advisers Act