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SEC Adopts Money Market Fund Reform Rules

The Securities and Exchange Commission today adopted amendments to the rules that govern money market mutual funds.  The amendments make structural and operational reforms to address risks of investor runs in money mar...

SEC Charges Investor Relations Executive With Insider Trading While Preparing Clients’ Press Releases

The Securities and Exchange Commission today charged a partner at a New York-based investor relations firm with insider trading on confidential information he learned about two clients while he helped prepare their press re...

Mark J. Flannery Named SEC Chief Economist and Director of Economic and Risk Analysis Division

The Securities and Exchange Commission today announced it has named Mark J. Flannery as its chief economist and director of its Division of Economic and Risk Analysis (DERA), which provides interdisciplinary analysis to hel...

Norm Champ Speech: Remarks to the 2014 Insured Retirement Institute Government, Legal and Regulatory Conference

Remarks to the 2014 Insured Retirement Institute Government, Legal and Regulatory Conference by Norm Champ, Director, Division of Investment Management, on July 1, 2014

Norm Champ Speech: Remarks to the Practising Law Institute, Private Equity Forum

Remarks to the Practising Law Institute, Private Equity Forum

IM Information Update: Staff Legal Bulletin: Proxy Voting Responsibilities of Investment Advisers

Staff Legal Bulletin: Proxy Voting Responsibilities of Investment Advisers