As mandated by the Jumpstart Our Business Startups Act (JOBS
Act), the Securities and Exchange Commission has approved the
issuance of proposed amendments to revise the rules related to the
thresholds for registration, term...
The Securities and Exchange Commission today charged a Staten
Island, N.Y.-based firm, its former president, and two sales
representatives involved in a fraudulent boiler room scheme
targeting seniors to invest in speculati...
The Securities and Exchange Commission today announced that Gary
Barnett and Gary Goldsholle have been named as deputy directors in
the Division of Trading and Markets.
“I am pleased to announce these additions to our sta...