The Securities and Exchange Commission today adopted amendments
to the rules that govern money market mutual funds. The
amendments make structural and operational reforms to address risks
of investor runs in money mar...
The Securities and Exchange Commission today charged a partner
at a New York-based investor relations firm with insider trading on
confidential information he learned about two clients while he
helped prepare their press re...
The Securities and Exchange Commission today announced it has
named Mark J. Flannery as its chief economist and director of its
Division of Economic and Risk Analysis (DERA), which provides
interdisciplinary analysis to hel...