The Securities and Exchange Commission today announced that the
former chief operating officer at Harbinger Capital Partners LLC
has agreed to settle charges that he assisted a scheme by the firm
and its owner Philip A. Fal...
The Securities and Exchange Commission today charged Smith &
Wesson Holding Corporation with violating the Foreign Corrupt
Practices Act (FCPA) when employees and representatives of the
U.S.-based parent company authori...
The Securities and Exchange Commission today charged a Citigroup
business unit operating an alternative trading system (ATS) with
failing to protect the confidential trading data of its
New York-based LavaFlo...