The Securities and Exchange Commission today charged a purported
venture capital fund manager in Buffalo, N.Y., with fraudulently
using money from three investment funds to pay fictitious returns
to investors in a different...
Pursuant to Section 31(j)(2) of the Securities Exchange Act of
1934, the Commission has determined that a mid-year adjustment to
the Section 31 fee rate for fiscal year 2015 is not required.
These adjustments do not d...
The Securities and Exchange Commission today announced that the
next meeting of its
Committee on Small and Emerging Companies will focus on ways to
increase the opportunities for investors in small and emerging