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SEC Halts Ponzi-Like Scheme by Purported Venture Capital Fund Manager in Buffalo

The Securities and Exchange Commission today charged a purported venture capital fund manager in Buffalo, N.Y., with fraudulently using money from three investment funds to pay fictitious returns to investors in a different...

Fee Rate Advisory #4 for Fiscal Year 2015

Pursuant to Section 31(j)(2) of the Securities Exchange Act of 1934, the Commission has determined that a mid-year adjustment to the Section 31 fee rate for fiscal year 2015 is not required.  These adjustments do not d...

SEC Announces Agenda for March 4 Meeting of the Advisory Committee on Small and Emerging Companies

The Securities and Exchange Commission today announced that the next meeting of its Advisory Committee on Small and Emerging Companies will focus on ways to increase the opportunities for investors in small and emerging ...